A Certified Minority Business Enterprise

SEC Rule 606 Report

Tribal Capital Markets, LLC will prepare this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make available to the public quarterly reports about their order routing practices. The report will provide information on the routing of non-directed orders and any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Tribal Capital Markets, LLC will select the execution venue on behalf of its customers. Please click on the following link to receive these reports:

https://private.tagaudit.com/do/display?page=Rules&rule=6&mpid=trib